John Stanley Harding

Current Employers

Brookstone Capital Management Llc

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2019-11-12
MD	RA	APPROVED	2019-11-01
VA	RA	APPROVED	2019-11-01

DC RA
APPROVED

Since 2019-11-12
MD RA
APPROVED

Since 2019-11-01
VA RA
APPROVED

Since 2019-11-01

Branch Locations

White Plains, MD • United States

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Financial Services Associates	White Plains	MD	06/1985	Present
Secure Investment Management, Llc	Tucson	AZ	06/2015	02/2019
J.D. Mellberg Financial, Llc	Tucson	AZ	07/2014	03/2022
Specialized Advisors, Llc	Dallas	TX	02/2019	10/2019
Brookstone Capital Management	Wheaton	IL	10/2019	Present

06/1985 → Present

Financial Services Associates

White Plains, MD
06/2015 → 02/2019

Secure Investment Management, Llc

Tucson, AZ
07/2014 → 03/2022

J.D. Mellberg Financial, Llc

Tucson, AZ
02/2019 → 10/2019

Specialized Advisors, Llc

Dallas, TX
10/2019 → Present

Brookstone Capital Management

Wheaton, IL

Previous Registrations

2019-02-05 → 2019-10-12

Specialized Advisors

White Plains, MD

Dallas, TX
2015-06-11 → 2019-02-06

Secure Investment Management, Llc

White Plains, MD

Tucson, AZ
2014-09-18 → 2015-05-19

Ameritas Investment Company, Llc

White Plains, MD

White Plains, MD

Feasterville Trevose, PA
1998-07-17 → 2012-09-26

Ameritas Investment Company, Llc

Feasterville Trevose, PA

White Plains, MD

White Plains, MD

Lincoln, NE

Other Businesses

1) FINANCIAL SERVICES ASSOCIATES; NON-INVESTMENT RELATED (OWNER) 10906 TIMOTHY CT, WHITE PLAINS, MD 20695 SALE OF INSURANCE AND INDEXED ANNUITIES, TO INCLUDE LIFE INSURANCE, LONG-TERM CARE, DISABILITY INSURANCE, INDIVIDUAL MEDICAL INSURANCE START DATE=06/1985; HRS/MO=300; TRADING HRS/MO=100

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-08-12
S63	Uniform Securities Agent State Law Examination	1990-10-03

S65 Uniform Investment Adviser Law Examination

1999-08-12
S63 Uniform Securities Agent State Law Examination

1990-10-03

Designations

Other Names

Johnny Harding

View on SEC IAPD