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290 Congress Street, Boston, MA 02210 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-08 |
| NY | RA | APPROVED | 2021-04-07 |
| FL | RA | APPROVED | 2016-01-04 |
| KY | RA | APPROVED | 2015-12-07 |
| MI | RA | APPROVED | 2015-12-07 |
| PR | RA | APPROVED | 2015-12-04 |
| AL | RA | APPROVED | 2015-12-03 |
| IN | RA | APPROVED | 2015-12-03 |
| GA | RA | APPROVED | 2015-08-06 |
| IL | RA | APPROVED | 2015-01-15 |
| CT | RA | APPROVED | 2010-05-01 |
| DE | RA | APPROVED | 2010-05-01 |
| DC | RA | APPROVED | 2010-05-01 |
| ME | RA | APPROVED | 2010-05-01 |
| MD | RA | APPROVED | 2010-05-01 |
| MA | RA | APPROVED | 2010-05-01 |
| NH | RA | APPROVED | 2010-05-01 |
| NJ | RA | APPROVED | 2010-05-01 |
| NC | RA | APPROVED | 2010-05-01 |
| OH | RA | APPROVED | 2010-05-01 |
| PA | RA | APPROVED | 2010-05-01 |
| RI | RA | APPROVED | 2010-05-01 |
| SC | RA | APPROVED | 2010-05-01 |
| VT | RA | APPROVED | 2010-05-01 |
| VA | RA | APPROVED | 2010-05-01 |
| WV | RA | APPROVED | 2010-05-01 |
Branch Locations
290 Congress Street, Boston, MA 02210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Columbia Management Group | Boston | MA | 06/2004 | Present |
| Columbia Management Advisors, Llc | Boston | MA | 05/2005 | Present |
| Riversource Investments | Minneapolis | MN | 05/2010 | Present |
| Riversource Fund Distributors, Inc. | Cary | NC | 05/2010 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-26 |
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