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Current Employers
Columbia Management Investment Advisers, Llc

290 Congress Street, Boston, MA 02210 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-12-08
NY RA APPROVED 2021-04-07
FL RA APPROVED 2016-01-04
KY RA APPROVED 2015-12-07
MI RA APPROVED 2015-12-07
PR RA APPROVED 2015-12-04
AL RA APPROVED 2015-12-03
IN RA APPROVED 2015-12-03
GA RA APPROVED 2015-08-06
IL RA APPROVED 2015-01-15
CT RA APPROVED 2010-05-01
DE RA APPROVED 2010-05-01
DC RA APPROVED 2010-05-01
ME RA APPROVED 2010-05-01
MD RA APPROVED 2010-05-01
MA RA APPROVED 2010-05-01
NH RA APPROVED 2010-05-01
NJ RA APPROVED 2010-05-01
NC RA APPROVED 2010-05-01
OH RA APPROVED 2010-05-01
PA RA APPROVED 2010-05-01
RI RA APPROVED 2010-05-01
SC RA APPROVED 2010-05-01
VT RA APPROVED 2010-05-01
VA RA APPROVED 2010-05-01
WV RA APPROVED 2010-05-01
  • TX RA
    APPROVED_RES
    Since 2025-12-08
  • NY RA
    APPROVED
    Since 2021-04-07
  • FL RA
    APPROVED
    Since 2016-01-04
  • KY RA
    APPROVED
    Since 2015-12-07
  • MI RA
    APPROVED
    Since 2015-12-07
  • PR RA
    APPROVED
    Since 2015-12-04
  • AL RA
    APPROVED
    Since 2015-12-03
  • IN RA
    APPROVED
    Since 2015-12-03
  • GA RA
    APPROVED
    Since 2015-08-06
  • IL RA
    APPROVED
    Since 2015-01-15
  • CT RA
    APPROVED
    Since 2010-05-01
  • DE RA
    APPROVED
    Since 2010-05-01
  • DC RA
    APPROVED
    Since 2010-05-01
  • ME RA
    APPROVED
    Since 2010-05-01
  • MD RA
    APPROVED
    Since 2010-05-01
  • MA RA
    APPROVED
    Since 2010-05-01
  • NH RA
    APPROVED
    Since 2010-05-01
  • NJ RA
    APPROVED
    Since 2010-05-01
  • NC RA
    APPROVED
    Since 2010-05-01
  • OH RA
    APPROVED
    Since 2010-05-01
  • PA RA
    APPROVED
    Since 2010-05-01
  • RI RA
    APPROVED
    Since 2010-05-01
  • SC RA
    APPROVED
    Since 2010-05-01
  • VT RA
    APPROVED
    Since 2010-05-01
  • VA RA
    APPROVED
    Since 2010-05-01
  • WV RA
    APPROVED
    Since 2010-05-01

Branch Locations

Cary, NC • United States

290 Congress Street, Boston, MA 02210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Columbia Management Group Boston MA 06/2004 Present
Columbia Management Advisors, Llc Boston MA 05/2005 Present
Riversource Investments Minneapolis MN 05/2010 Present
Riversource Fund Distributors, Inc. Cary NC 05/2010 Present
  • 06/2004 → Present
    Columbia Management Group
    Boston, MA
  • 05/2005 → Present
    Columbia Management Advisors, Llc
    Boston, MA
  • 05/2010 → Present
    Riversource Investments
    Minneapolis, MN
  • 05/2010 → Present
    Riversource Fund Distributors, Inc.
    Cary, NC
Previous Registrations
  • 2005-05-09 → 2010-05-07
    Bofa Advisors, Llc
    Cary, NC
    Boston, MA
  • 2004-06-21 → 2005-05-09
    Columbia Management Advisors, Inc.
    Boston, MA
  • 2002-02-27 → 2004-06-17
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-02-18
S63 Uniform Securities Agent State Law Examination 1994-10-26
  • S65 Uniform Investment Adviser Law Examination
    2002-02-18
  • S63 Uniform Securities Agent State Law Examination
    1994-10-26

View on SEC IAPD

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