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10900 Ne 8Th Street 15Th Floor - Suite 1550, Bellevue, WA 98004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-08-09 |
Branch Locations
10900 Ne 8Th Street 15Th Floor - Suite 1550, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Bellevue | WA | 11/2010 | Present |
| Financial Advocates Investment Management | Bellevue | WA | 12/2013 | Present |
| Bensler, Llc - Dba: Scs | Bellevue | WA | 08/2022 | Present |
1. 11/04/2022 - SCS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 08/01/2022 - 120 Hours Per Month/120 Hours During Securities Trading 2. 11/04/2022 - northwestSCS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 08/01/2022 - 120 Hours Per Month/120 Hours During Securities Trading 3. 11/16/2022 - SCS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 08/01/2022 - 120 Hours Per Month/120 Hours During Securities Trading - I provide investment advisory services through SCS, an independent investment advisor firm. I started this business activity in 08/2022. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 02/01/2023 - QPS Financial - Not Investment Related - 400 112th Ave NE, Suite 200 Bellevue, WA 98004 - Business Entity For Tax/Investment Purposes Only - Start Date: 07/01/1990 - 1 Hour Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 1986-10-31 |
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