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Steven William Brace

Scs

Bellevue, WA

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Current Employers
Scs

10900 Ne 8Th Street 15Th Floor - Suite 1550, Bellevue, WA 98004 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2022-08-09
  • WA RA
    APPROVED
    Since 2022-08-09

Branch Locations

10900 Ne 8Th Street 15Th Floor - Suite 1550, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Bellevue WA 11/2010 Present
Financial Advocates Investment Management Bellevue WA 12/2013 Present
Bensler, Llc - Dba: Scs Bellevue WA 08/2022 Present
  • 11/2010 → Present
    Lpl Financial, Llc
    Bellevue, WA
  • 12/2013 → Present
    Financial Advocates Investment Management
    Bellevue, WA
  • 08/2022 → Present
    Bensler, Llc - Dba: Scs
    Bellevue, WA
Previous Registrations
  • 2015-04-28 → 2022-10-03
    Financial Advocates Investment Management
    Bellevue, WA
    Olympia, WA
    Bellevue, WA
    Bellevue, WA
Other Businesses

1. 11/04/2022 - SCS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 08/01/2022 - 120 Hours Per Month/120 Hours During Securities Trading 2. 11/04/2022 - northwestSCS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 08/01/2022 - 120 Hours Per Month/120 Hours During Securities Trading 3. 11/16/2022 - SCS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 08/01/2022 - 120 Hours Per Month/120 Hours During Securities Trading - I provide investment advisory services through SCS, an independent investment advisor firm. I started this business activity in 08/2022. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 02/01/2023 - QPS Financial - Not Investment Related - 400 112th Ave NE, Suite 200 Bellevue, WA 98004 - Business Entity For Tax/Investment Purposes Only - Start Date: 07/01/1990 - 1 Hour Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-03-24
S63 Uniform Securities Agent State Law Examination 1986-10-31
  • S65 Uniform Investment Adviser Law Examination
    2015-03-24
  • S63 Uniform Securities Agent State Law Examination
    1986-10-31
Other Names
  • Steve Brace
  • Steven W Brace

View on SEC IAPD

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