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Current Employers
Wellspring Planning Group Llc

200 Mansell Court East Suite 430, Roswell, GA 30076 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2016-06-14
  • GA RA
    APPROVED
    Since 2016-06-14

Branch Locations

200 Mansell Court East Suite 430, Roswell, GA 30076 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wellspring Associates Roswell GA 09/1984 Present
Twg Wellspring Llc Roswell GA 05/2009 Present
The Leaders Group Inc Littleton CO 05/2016 06/2020
Wellspring Planning Group Llc Roswell GA 05/2016 Present
Hightower Securities Llc Atlanta GA 07/2020 Present
  • 09/1984 → Present
    Wellspring Associates
    Roswell, GA
  • 05/2009 → Present
    Twg Wellspring Llc
    Roswell, GA
  • 05/2016 → 06/2020
    The Leaders Group Inc
    Littleton, CO
  • 05/2016 → Present
    Roswell, GA
  • 07/2020 → Present
    Hightower Securities Llc
    Atlanta, GA
Previous Registrations
Other Businesses

(1) WELLSPRING ASSOCIATES - 5/2/2011 200 Mansell Court East, Suite 430, Roswell GA 30076 (dba for FIRST MERIDIAN INC-1/1/87 and dba for ILG FIRST MERIDIAN LLC-12/10/2004) - INSURANCE AGENCY, INS AGENT, TIME SPENT 70%. (2) FAMILY OFFICE FORUMS LLC - 04/17/2014 - ATLANTA, GA - OTHER-FORUM - BOARD MEMBER. - TIME SPENT 5%. (3) JBSGBJ HOLDINGS, LLC - 03/20/2020 - ATLANTA, GA, - OTHER - HOLDING COMPANY of TWG WELLSPRING LLC - MEMBER - TIME SPENT LESS THAN 5% (3) TWG WELLSPRING LLC Formerly The Wellspring Group 05/2009 - 200 Mansell Court East, Suite 430, Roswell, GA 30076 Not Inv Rel - Holding Company - Managing Director - TIME SPENT 5%. (4) WELLSPRING PLANNING GROUP LLC - 5/3/2016 - 200 Mansell Court East, Suite 430, Roswell, GA. 30076 REGISTERED INVESTMENT ADVISOR, INVESTMENT ADVISOR REPRESENTATIVE, TIME SPENT 15%. (5) HIGHTOWER SECURITIES - 07/2020 - BROKER DEALER, REGISTERED REPRESENTATIVE, TIME SPENT 5%.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-07
S63 Uniform Securities Agent State Law Examination 1987-01-05
  • S65 Uniform Investment Adviser Law Examination
    1999-12-07
  • S63 Uniform Securities Agent State Law Examination
    1987-01-05
Designations
Other Names
  • Greg Raabe

View on SEC IAPD

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