Best Investors Account Sign in

Patricia Cauchi Casentini

Morgan Stanley

Walnut Creek, CA

Livermore, CA

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-30
TX RA APPROVED_RES 2023-06-30
  • CA RA
    APPROVED
    Since 2023-06-30
  • TX RA
    APPROVED_RES
    Since 2023-06-30

Branch Locations

1333 North California Boulevard Suite 133, Walnut Creek, CA 94596 • United States

Livermore, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Securities Company, Llc San Francisco CA 06/2013 06/2023
Morgan Stanley San Francisco CA 06/2023 Present
  • 06/2013 → 06/2023
    First Republic Securities Company, Llc
    San Francisco, CA
  • 06/2023 → Present
    Morgan Stanley
    San Francisco, CA
Previous Registrations
  • 2013-06-26 → 2023-06-28
    J.P. Morgan Private Wealth Advisors Llc
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
  • 2013-05-01 → 2013-07-17
    Morgan Stanley
    Modesto, CA
    Palo Alto, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-02-19
  • S63 Uniform Securities Agent State Law Examination
    1993-02-19
Other Names
  • Patty Cauchi
  • Patricia Lynne Cauchi
  • Patty Swartz
  • Patricia Lynne Swartz
  • Patty L. Casentini

View on SEC IAPD

Other Firms

USCF ADVISERS
BURTON ENRIGHT WELCH
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SAVANT WEALTH MANAGEMENT
ONE CAPITAL MANAGEMENT, LLC
ROCKEFELLER FINANCIAL LLC
OSAIC WEALTH, INC.

Other Investors

CHRISTOPHER STEPHEN HUGHES
Gerwin de Haan
KELLY METZLER RANDALL
Sydney Irene Kovacs
DAVID ANTHONY ESPINEIRA
BENJAMIN ROSS PETERS
Annie Claire Klopstock
Alex Kyle Soderberg

Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

More in Walnut Creek, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor