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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-10-10
  • NJ RA
    APPROVED
    Since 2018-10-10

Branch Locations

223 Mountain Ave, Springfield, NJ 07081 • United States

1902 Long Hill Rd, Millington, NJ 07946 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sovereign Bank Toms River NJ 10/2006 05/2017
Santander Securities Llc Guaynabo PR 09/2012 05/2017
Sorrento Pacific Financial, Llc San Diego CA 06/2017 10/2018
Investors Bank Moorestown NJ 10/2018 03/2022
Cetera Investment Services Llc St. Cloud MN 10/2018 Present
Cetera Investment Advisors Llc Springfield NJ 10/2018 Present
Kearny Bank Springfield NJ 04/2022 Present
  • 10/2006 → 05/2017
    Sovereign Bank
    Toms River, NJ
  • 09/2012 → 05/2017
    Guaynabo, PR
  • 06/2017 → 10/2018
    Sorrento Pacific Financial, Llc
    San Diego, CA
  • 10/2018 → 03/2022
    Investors Bank
    Moorestown, NJ
  • 10/2018 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 10/2018 → Present
    Cetera Investment Advisors Llc
    Springfield, NJ
  • 04/2022 → Present
    Kearny Bank
    Springfield, NJ
Previous Registrations
  • 2017-06-06 → 2018-10-11
    Sorrento Pacific Financial, Llc
    Egg Harbor City, NJ
    San Diego, CA
    Atlantic City, NJ
    Ventnor, NJ
    Galloway, NJ
    Margate, NJ
    Linwood, NJ
    Mays Landing, NJ
    Egg Harbor Township, NJ
    Northfields, NJ
  • 2014-02-24 → 2017-05-30
    Toms River, NJ
    Toms River, NJ
    Toms River, NJ
    Toms River, NJ
    Whiting, NJ
    Short Hills, NJ
    Ortley Beach, NJ
    Pine Beach, NJ
    Long Branch, NJ
    Whiting, NJ
    Toms River, NJ
    Toms River, NJ
    Brick, NJ
    Villanova, PA
    Whiting, NJ
    Villanova, PA
    Cherry Hill, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-19
  • S66 Uniform Combined State Law Examination
    2014-02-19

View on SEC IAPD

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