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Current Employers
Advisory Financial Services Llc

Oceanside, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-30
MA RA APPROVED 2004-08-06
  • CA RA
    APPROVED
    Since 2025-08-30
  • MA RA
    APPROVED
    Since 2004-08-06

Branch Locations

Oceanside, CA • United States

Forestdale, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advisory Financial Services Llc Laguna Niguel CA 05/1999 Present
Other Businesses

TAX CONSULTANT, INSURANCE AGENT, CFO

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-09-24
  • S63 Uniform Securities Agent State Law Examination
    1986-09-24

View on SEC IAPD

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