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Cathy Irene Jackson-Gent

Global Investment Company

Oakland, CA

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Current Employers
Global Investment Company

300 Frank H. Ogawa Plaza Suite 254, Oakland, CA 94612 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-27
AZ RA APPROVED 2024-05-03
  • CA RA
    APPROVED
    Since 2026-08-27
  • AZ RA
    APPROVED
    Since 2024-05-03

Branch Locations

300 Frank H. Ogawa Plaza Suite 254, Oakland, CA 94612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Global Investment Co. Oakland CA 07/1989 Present
Cambridge Investment Research, Inc Fairfield IA 01/2010 12/2016
Cambridge Investment Research Advisors, Inc Fairfield IA 01/2010 12/2016
Global Investment Company Oakland CA 08/1987 Present
Ozi Company, Llc Oakland CA 02/2019 12/2019
Previous Registrations
  • 2010-01-04 → 2016-12-31
    Benicia, CA
    Oakland, CA
    Pleasant Hill, CA
    Oakland, CA
  • 2009-01-08 → 2009-12-15
    Woodbury Financial Services, Inc.
    Benicia, CA
    Dublin, CA
    Benicia, CA
  • 2004-04-16 → 2008-12-31
    Cetera Wealth Services, Llc
    Benicia, CA
    Livermore, CA
    Pleasant Hill, CA
    Benicia, CA
  • 1999-05-07 → 2003-12-31
    Raymond James Financial Services, Inc.
    Oakland, CA
Other Businesses

1)INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2)WOMEN'S CHAMBER OF COMMERCE, 417 TURNER DR, BENICIA, CA 94510. BEGAN 7/99 AS MEMBER/FOUNDER OF NON-PROFIT. NOT INVEST RELATED. DEVOTES 2 HRS/MNTH 0/TRADE. 3)METROPOLITAN TRANSPORTATION COMMISSION, 101 8TH ST, OAKLAND, CA 94607. BEGAN 7/08 AS CHAIR/ADVISOR COUNSEL. NOT INVEST RELATED. DEVOTES 5 HRS/MNTH 1 HR/TRADE. 4)STATE OF CA SMALL BUS. ADVISORY COUNCIL, 800 CAPITAL MALL, SACRAMENTO, CA 94510. BEGAN 2/00 AS CHAIR/MEMBER. NOT INVEST RELATED. DEVOTES 15 HRS/YR 0/TRADE. 5)SISTA'S ON THE LINKS, 232 DRAKES BAY, PT.RICHMOND, CA 94510. BEGAN 11/08 AS VP OF NON-PROFIT. NOT INVEST RELATED. DEVOTES 2 HRS/MNTH 0/TRADE. 6)WESTSIDE COMMUNITY SERVICES, 1153 OAK ST., SF, CA 94117. BEGAN 01/30/2011 AS A BOARD OF DIRECTORS AND MEMBER HIS DUTY IF APPROVED, WOULD BE TO ACT IN A DECISION-MAKING CAPACITY REGARDING ORGANIZATION PROGRAMS. NOT INVESTMENT RELATED. DEVOTES 4HR/YR, 0/TRADE. 6) GLOBAL INVESTMENT COMPANY 417 TURNER DR, BENICIA, CA 94510 BEGAN 7/19/84 AS CEO. INVESTMENT RELATED. GLOBAL PROVIDES ON-GOING BUSINESS CONSULTING TO CLIENTS RANGING FROM INDIVIDUALS, TRANSPORTATION AGENCIES, CITIES, SMALL BUSINESS AND COMMUNITY COLLEGE DISTRICTS, TO MENTION A FEW. WE WORK WITH THE CLIENT TO DEVELOP STRATEGIES RELATED TO FINANCIAL CONTROLS. THIS TYPE OF STRATEGY MAY INCLUDE BOARD/COMMITTEE FACILITATION, FINANCIAL MANAGEMENT SYSTEMS, BENEFITS REVIEW, BUSINESS OUTREACH ACTIVITIES AND INFRASTRUCTURE DEVELOPMENT. OTHER SERVICES INCLUDE HEALTH AND LIFE INSURANCE SERVICES. DEVOTES 20 HRS/WK AND 2 HRS/WK DURING TRADING HRS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-12-23
S63 Uniform Securities Agent State Law Examination 1990-09-28
  • S65 Uniform Investment Adviser Law Examination
    1998-12-23
  • S63 Uniform Securities Agent State Law Examination
    1990-09-28
Other Names
  • Cathy Flournoy
  • Cathy Irene Flournoy
  • Cathy Jackson
  • Cathy Jackson-Gent
  • Cathy Irene Jackson

View on SEC IAPD

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