Thomas Tracey Shoup

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2012-08-15
GA	RA	APPROVED	2012-05-22

TX RA
APPROVED_RES

Since 2012-08-15
GA RA
APPROVED

Since 2012-05-22

Branch Locations

3414 Peachtree Rd Ne Suite 550, Atlanta, GA 30326 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Raymond James And Associates	Atlanta	GA	05/2012	Present
Shoup Family Llc	Atlanta	GA	05/2018	Present

05/2012 → Present

Raymond James And Associates

Atlanta, GA
05/2018 → Present

Shoup Family Llc

Atlanta, GA

Previous Registrations

2009-06-01 → 2012-05-21

Morgan Stanley

Atlanta, GA

Atlanta, GA
2003-04-17 → 2009-06-01

Citigroup Global Markets Inc.

Atlanta, GA

Atlanta, GA

Other Businesses

1. REVO SQUARED Address: ATLANTA, GA Nature of the Business: Personal/Private Investment Position/Title: Investment Related:Yes Start Date: 01/15/2018 Hours per month devoted to this business: 2 Hours per month devoted to this business during trading hours: 0 Description of duties: PASSIVE INVESTOR ONLY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-12-03
S63	Uniform Securities Agent State Law Examination	1986-10-07

S65 Uniform Investment Adviser Law Examination

1993-12-03
S63 Uniform Securities Agent State Law Examination

1986-10-07

Other Names

Tom Shoup

View on SEC IAPD