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Donald Jeffrey Bentley

LPl Financial LLC

Troy, AL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2024-01-05
  • AL RA
    APPROVED
    Since 2024-01-05

Branch Locations

Troy, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Troy Bank And Trust Troy MI 07/1995 09/2022
Cetera Investment Services Llc Troy AL 08/1995 09/2022
Cetera Investment Advisers Llc Troy AL 01/2014 09/2022
Lpl Financial Troy AL 01/2024 Present
Unemployed Troy AL 10/2022 01/2024
  • 07/1995 → 09/2022
    Troy Bank And Trust
    Troy, MI
  • 08/1995 → 09/2022
    Cetera Investment Services Llc
    Troy, AL
  • 01/2014 → 09/2022
    Troy, AL
  • 01/2024 → Present
    Lpl Financial
    Troy, AL
  • 10/2022 → 01/2024
    Unemployed
    Troy, AL
Previous Registrations
  • 2014-01-21 → 2022-09-12
    Troy, AL
  • 1998-06-08 → 2014-01-21
    Cetera Investment Services Llc
    Lucedale, MS
    Troy, AL
    Elba, AL
    Ariton, AL
    Brundidge, AL
    Enterprise, AL
Other Businesses

1)01/04/2024 - Financial Edge Solutions - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 12/2023 2)01/04/2024 - Real Estate Rental - Owner - Inv Rel - Troy, AL - Start: 01/1997- 1 Hr/Mth 3)01/04/2024 - Financial Edge Solutions LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - At Reported Business Location(s) - Start: 01/2024

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-09-18
  • S63 Uniform Securities Agent State Law Examination
    1986-09-18
Other Names
  • Jeff Bentley
  • Donald J Bentley

View on SEC IAPD

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