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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2024-01-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Troy Bank And Trust | Troy | MI | 07/1995 | 09/2022 |
| Cetera Investment Services Llc | Troy | AL | 08/1995 | 09/2022 |
| Cetera Investment Advisers Llc | Troy | AL | 01/2014 | 09/2022 |
| Lpl Financial | Troy | AL | 01/2024 | Present |
| Unemployed | Troy | AL | 10/2022 | 01/2024 |
1)01/04/2024 - Financial Edge Solutions - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 12/2023 2)01/04/2024 - Real Estate Rental - Owner - Inv Rel - Troy, AL - Start: 01/1997- 1 Hr/Mth 3)01/04/2024 - Financial Edge Solutions LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - At Reported Business Location(s) - Start: 01/2024
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-09-18 |
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