Mark Louis Labriola

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-01-13
NY	RA	APPROVED	2021-07-27
NJ	RA	APPROVED	2017-10-26

TX RA
APPROVED_RES

Since 2026-01-13
NY RA
APPROVED

Since 2021-07-27
NJ RA
APPROVED

Since 2017-10-26

Branch Locations

68 S Service Rd Ste 200, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley & Co., Incorporated	Jericho	NY	09/2007	09/2017
Morgan Stanley Smith Barney	Jericho	NY	06/2009	09/2017
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	09/2017
Wells Fargo Clearing Services Llc	Melville	NY	09/2017	Present

09/2007 → 09/2017

Morgan Stanley & Co., Incorporated

Jericho, NY
06/2009 → 09/2017

Morgan Stanley Smith Barney

Jericho, NY
01/2015 → 09/2017

Morgan Stanley Private Bank, National Association

New York, NY
09/2017 → Present

Wells Fargo Clearing Services Llc

Melville, NY

Previous Registrations

2009-06-01 → 2017-09-18

Morgan Stanley

Jericho, NY
2007-09-07 → 2009-06-01

Morgan Stanley & Co. Llc

Jericho, NY

Other Businesses

CO-TRUSTEE FOR MOTHER'S TRUST, INV RELATED, QUEENS, NY, START: 5/16/2024, 2 HOURS A MONTH, 0 HOURS DURING TRADING.; POWER OF ATTORNEY FOR MOTHER, INV RELATED, QUEENS, NY, START: 6/17/2024, 2 HOURS A MONTH, 0 HOURS DURING TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-03-01
S63	Uniform Securities Agent State Law Examination	1995-12-01

S65 Uniform Investment Adviser Law Examination

1996-03-01
S63 Uniform Securities Agent State Law Examination

1995-12-01

Other Names

Mark L Labriola

View on SEC IAPD