Fay Fruin-jameson

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-05-02
CA	RA	APPROVED	2011-06-13

TX RA
APPROVED

Since 2025-05-02
CA RA
APPROVED

Since 2011-06-13

Branch Locations

Promenade One 17802 Ih 10 W Suite 210, San Antonio, TX 78257 • United States

355 Santana Row Suite 2050, San Jose, CA 95128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Los Gatos	CA	06/2011	Present

06/2011 → Present

Ubs Financial Services Inc

Los Gatos, CA

Previous Registrations

2009-06-01 → 2010-01-19

Morgan Stanley

Santa Cruz, CA
2007-06-15 → 2009-06-01

Morgan Stanley & Co. Llc

Santa Cruz, CA
1997-07-08 → 2007-07-03

Citigroup Global Markets Inc.

Capitola, CA

Capitola, CA

Other Businesses

Rental property at 2641 Gallant Fox Drive, Schertz TX78108; Rental property investment; We have hired a property manager to fix it up to get it ready to rent, hopefully beginning March 2023; Landlord but the property will be managed by a local property manager, Red Wagon Properties, San Antonio TX; Pay the bills and receive the net rental income remaining; Start date: 3/1/2023

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-06-02

S66 Uniform Combined State Law Examination

2007-06-02

Other Names

Fay Miller
Fay Annette Fruin
Fay Annette Fruin-Jameson

View on SEC IAPD