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Thomas Rowland Lonergan

Wells Fargo Clearing Services, LLC

Chicago, IL

Vero Beach, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-07-03
IL RA APPROVED 2014-12-12
TX RA APPROVED 2014-12-11
  • FL RA
    APPROVED
    Since 2017-07-03
  • IL RA
    APPROVED
    Since 2014-12-12
  • TX RA
    APPROVED
    Since 2014-12-11

Branch Locations

30 S Wacker Dr 39Th & 40Th Fls, Chicago, IL 60606 • United States

3545 Ocean Dr, Vero Beach, FL 32963 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Chicago IL 12/2014 11/2016
Wells Fargo Clearing Services, Llc Chicago IL 11/2016 Present
Previous Registrations
  • 2006-09-29 → 2014-12-18
    Ubs Financial Services Inc.
    Chicago, IL
    Chicago, IL
  • 2000-12-28 → 2006-10-04
    A. G. Edwards & Sons, Inc.
    Chicago, IL
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-22
S63 Uniform Securities Agent State Law Examination 1986-08-28
  • S66 Uniform Combined State Law Examination
    2000-12-22
  • S63 Uniform Securities Agent State Law Examination
    1986-08-28

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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