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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-04-02
TX RA APPROVED 2016-05-19
PA RA APPROVED 2015-04-16
  • FL RA
    APPROVED
    Since 2025-04-02
  • TX RA
    APPROVED
    Since 2016-05-19
  • PA RA
    APPROVED
    Since 2015-04-16

Branch Locations

Palm City, FL • United States

5786 Widewaters Pkwy Suite 2, Syracuse, NY 13214-3500 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc Canonsburg PA 04/2015 Present
Previous Registrations
Other Businesses

NAME OF ENTITY: Phi Sigma Kappa Fraternity ADDRESS: 672 North High Street, Morgantown, WV 26505 NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: College Fraternity CAPACITY: Board of Directors START DATE: 03/31/2021 DUTIES: Advise the active chapter on how to run a successful local fraternity HOURS DEVOTED PER MONTH: 02 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-08-18
S63 Uniform Securities Agent State Law Examination 1986-11-06
  • S65 Uniform Investment Adviser Law Examination
    2016-08-18
  • S63 Uniform Securities Agent State Law Examination
    1986-11-06
Designations

View on SEC IAPD

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