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41 S. High Street, Columbus, OH 43215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2017-03-28 |
| IL | RA | APPROVED | 2017-03-16 |
| IN | RA | APPROVED | 2017-03-16 |
| KY | RA | APPROVED | 2017-03-16 |
| MI | RA | APPROVED | 2017-03-16 |
| OH | RA | APPROVED | 2017-03-16 |
| PA | RA | APPROVED | 2017-03-16 |
Branch Locations
Hfa Chicago Home Office Osj 222 N. Lasalle St. Suite #12-223, Chicago, IL 60606 • United States
Home Office Ops Osj - 41 South High 41 South High Street, 4Th Floor, Columbus, OH 43215 • United States
Home Office Osj - Easton 7 Easton Oval, Columbus, OH 43219 • United States
Chicago, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bmo Harris Financial Advisors | Chicago | IL | 10/2007 | 02/2017 |
| The Huntington Investment Company | Columbus | OH | 02/2017 | Present |
BANK INSURANCE AND SECURITIES ASSOCIATION POSITION: President-Elect NATURE: Board Member / Committee Member INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2012 ADDRESS: 2001 K Street NW, 3rd Floor, Washington DC DC 20006, United States DESCRIPTION: Was previously reported and approved but was not shown. The purpose of the organization is to inform and provide networking opportunity for industry professionals. 1203 AUGUSTA CONDO HOMEOWNERS ASSOCIATION POSITION: Secretary NATURE: Board Member / Committee Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2021 ADDRESS: 1203 W Augusta Blvd, Chicago IL 60642, United States DESCRIPTION: Homeowners association
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-06-13 |
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