Gary Raczkowski

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-03-20
CA	RA	APPROVED	1997-11-03

TX RA
APPROVED_RES

Since 2017-03-20
CA RA
APPROVED

Since 1997-11-03

Branch Locations

Los Altos, CA • United States

560 Mission Street, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	San Francisco	CA	10/2008	Present
Jpmorgan Chase Bank, N.A.	San Francisco	CA	10/2010	Present

10/2008 → Present

J.P. Morgan Securities Llc

San Francisco, CA
10/2010 → Present

Jpmorgan Chase Bank, N.A.

San Francisco, CA

Other Businesses

Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-01-28
S63	Uniform Securities Agent State Law Examination	1990-01-25

S65 Uniform Investment Adviser Law Examination

1997-01-28
S63 Uniform Securities Agent State Law Examination

1990-01-25

Other Names

Gary George Raczkowski

View on SEC IAPD