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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-09-02 |
| NJ | RA | APPROVED | 2014-08-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Northfield | NJ | 08/2014 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. Strongbow Stables LLC; Sole Proprietor / Owner / Partner; Horse Farm; 0 Hours business hours; 2 Hours after business. 2. ALEMAP HOLDINGS LLC, OWNER; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 0; HOLDING COMPANY FOR INVESTMENTS; INVESTMENT RELATED; LAS VEGAS, NV 3. SFSM GENERAL PARTNERSHIP; HOLDING COMPANY FOR INVESTMENTS; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 0; INVESTMENT RELATED 4. TJELTA VA HOLDINGS LLC, OWNER; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 0; HOLDS INVESTMENTS; LAS VEGAS, NV START DATE: 01/2011
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-09-16 |
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