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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2024-10-16
LA RA APPROVED 2016-01-06
GA RA APPROVED 2015-11-24
NC RA APPROVED 2015-11-23
OH RA APPROVED 2015-11-20
TX RA APPROVED 2015-11-20
  • MT RA
    APPROVED
    Since 2024-10-16
  • LA RA
    APPROVED
    Since 2016-01-06
  • GA RA
    APPROVED
    Since 2015-11-24
  • NC RA
    APPROVED
    Since 2015-11-23
  • OH RA
    APPROVED
    Since 2015-11-20
  • TX RA
    APPROVED
    Since 2015-11-20

Branch Locations

Milton, GA • United States

3424 Peachtree Road Ne Floor 17 & 18, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpm Securities Llc Atlanta GA 11/2015 Present
Jp Morgan Chase Bank Na Atlanta GA 11/2015 Present
845Mt Llc Milton GA 03/2022 Present
  • 11/2015 → Present
    Jpm Securities Llc
    Atlanta, GA
  • 11/2015 → Present
    Jp Morgan Chase Bank Na
    Atlanta, GA
  • 03/2022 → Present
    845Mt Llc
    Milton, GA
Previous Registrations
  • 2003-01-17 → 2015-12-17
    Credit Suisse Securities (Usa) Llc
    Atlanta, GA
    Atlanta, GA
  • 1996-05-30 → 2003-01-17
    Pershing Llc
    Atlanta, GA
Other Businesses

Entity Name: 845MT LLC Investment related: N "Address: 845 Cooper Sandy Cove Milton GA 3004" Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 03/30/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: LLC will hold fractional interest in Montana Property. Entity Name: Self Investment related: No Address: ALPHARETTA, GA Nature of the other business: Music player Position/Title/Relationship: Guitar player Start Date: 19-Oct-2019 Approximate # of hours a month: 0 - 10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Play bass guitar in various local cover bands, move equipment. Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-10-11
S63 Uniform Securities Agent State Law Examination 1986-08-27
  • S65 Uniform Investment Adviser Law Examination
    1991-10-11
  • S63 Uniform Securities Agent State Law Examination
    1986-08-27

View on SEC IAPD

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