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Michael Robert Ferconio

Raymond James & Associates, Inc.

Chicago, IL

Watervliet, MI

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2020-06-29
IL RA APPROVED 2020-04-02
  • MI RA
    APPROVED
    Since 2020-06-29
  • IL RA
    APPROVED
    Since 2020-04-02

Branch Locations

120 S Riverside Suite 700, Chicago, IL 60606 • United States

Watervliet, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Chicago IL 02/2009 04/2020
Raymond James & Associates Chicago IL 04/2020 Present
Raymond James & Associates, Inc. Watervliet MI 05/2021 Present
Previous Registrations
  • 2009-02-27 → 2020-04-10
    Ubs Financial Services Inc.
    Chicago, IL
    Chicago, IL
  • 2009-01-21 → 2009-03-09
    Barclays Capital Inc.
    Chicago, IL
  • 2004-05-18 → 2008-10-15
    Lehman Brothers Inc.
    Chicago, IL
    New York, NY
    Chicago, IL
  • 2001-06-13 → 2004-05-27
    J.P. Morgan Securities Llc
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-07-24
S63 Uniform Securities Agent State Law Examination 1986-08-20
  • S65 Uniform Investment Adviser Law Examination
    1992-07-24
  • S63 Uniform Securities Agent State Law Examination
    1986-08-20

View on SEC IAPD

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