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275 14Th Street Nw, Atlanta, GA 30318 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-21 |
| GA | RA | APPROVED | 2025-08-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cornerstone Financial, Llc | Atlanta | GA | 02/1990 | Present |
| Dempsey Lord Smith, Llc | Atlanta | GA | 11/2010 | 06/2021 |
1) Licensed insurance agent; Not investment-related; Same address; Insurance sales; Implementation of insurance recommendations; 5 hours/month; 5 hours/month during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 1986-08-28 |
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