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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-23 |
| PA | RA | APPROVED | 2017-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Wexford | PA | 05/2005 | 11/2017 |
| Lpl Financial Llc | Pittsburgh | PA | 11/2017 | Present |
1. 11/29/2017 - The Fast Bear Labrador Retrievers - Not Investment Related - At Reported Business Location(s) - Other - OWNER/SOLE PROPRIETOR - Start Date 11/1/2013. 2. 11/29/2017 - Ernharth Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 4/26/2005 - 200 Hours Per Month/160 During Securities. 3. 11/29/2017 - Ernharth Group - Investment Related - Non-Variable Insurance. 4. 06/21/2019 - Stephan R. Ernharth, Esq. - Not Investment related - At reported business location(s) - Attorney - start date:06/07/2019 - 2 hrs/mo - 0 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-07-11 |
| S65 | Uniform Investment Adviser Law Examination | 1997-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 1988-08-23 |
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