Michael Dennis Englehart

Current Employers

Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2022-02-10

MD RA
APPROVED

Since 2022-02-10

Branch Locations

16A Bel Air South Parkway Suite 221, Bel Air, MD 21015 • United States

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Bel Air	MD	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Bel Air	MD	11/2016	02/2022
Raymond James Financial Services, Inc.	Bel Air	MD	02/2022	05/2022
Steward Partners Investment Advisory Llc	Bel Air	MD	02/2022	Present
Steward Partners Global Advisory, Llc	Bel Air	MD	02/2022	Present
Steward Partners Investment Solutions, Llc	Bel Air	MD	05/2022	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Bel Air, MD
11/2016 → 02/2022

Wells Fargo Clearing Services, Llc

Bel Air, MD
02/2022 → 05/2022

Raymond James Financial Services, Inc.

Bel Air, MD
02/2022 → Present

Steward Partners Investment Advisory Llc

Bel Air, MD
02/2022 → Present

Steward Partners Global Advisory, Llc

Bel Air, MD
05/2022 → Present

Steward Partners Investment Solutions, Llc

Bel Air, MD

Previous Registrations

2009-02-20 → 2022-02-22

Wells Fargo Clearing Services, Llc

Bel Air, MD
2006-02-21 → 2009-03-12

Citigroup Global Markets Inc.

Bel Air, MD

New York, NY

Bel Air, MD
2001-08-23 → 2006-02-21

Legg Mason Wood Walker, Incorporated

Bel Air, MD

Other Businesses

1) Steward Partners Investment Advisory, LLC. - Investment related: Yes. Address: Bel Air, MD. Nature of the business: Independent RIA. Position: Investment Advisor Representative. Start Date: 02/2022. Hours per month devoted to this business: 0. Hours per month devoted to this business during trading hours: 0. Description of Duties: Provide advisory services for clients. 2) Steward Partners Global Advisory, LLC. - Investment related: Yes. Address: Bel Air, MD. Nature of business: Non-variable insurance and annuities. Position: Agent. Start date: 02/2022. Hours per month devoted to this business: 0. Hours per month devoted to this business during trading hours: 0. Description of Duties: Offer non-variable insurance, term, whole and universal life insurance, disability health, and immediate and fixed annuities. 3) SOVEREIGN GRACE CHURCH; RELIGIOUS ORAGANIZATION; ABINGDON, MD; BOARD MEMBER; FINANCE COMMITTEE; 2002-06; 2 HRS/MO; 0 HRS DURING TRADING; NOT INVESTMENT RELATED. 4) Children of Zion; Orphanage located in Nimibia Africa sponsored by Mt. Zion Church; Bel Air, MD; Committee member; Start Date 10/01/2023; 1-4 HRS/MO. 0 HRS/MO during trading hours. Not investment related.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1999-02-10
S65	Uniform Investment Adviser Law Examination	1998-09-17

S63 Uniform Securities Agent State Law Examination

1999-02-10
S65 Uniform Investment Adviser Law Examination

1998-09-17

Designations

View on SEC IAPD