Gaylord Wesley Rohloff

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED_RES	2025-09-11
TX	RA	APPROVED_RES	2025-08-01

CA RA
APPROVED_RES

Since 2025-09-11
TX RA
APPROVED_RES

Since 2025-08-01

Branch Locations

2555 Townsgate Rd Ste 300, Westlake Village, CA 91361 • United States

Santa Rosa Valley, CA • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Western International Securities, Inc.	Pasadena	CA	05/2008	06/2025
Lpl Financial Llc	Westlake Village	CA	06/2025	Present

05/2008 → 06/2025

Western International Securities, Inc.

Pasadena, CA
06/2025 → Present

Lpl Financial Llc

Westlake Village, CA

Previous Registrations

2008-05-27 → 2025-06-05

Western International Securities, Inc.

Pasadena, CA

Westlake Village, CA
2004-10-01 → 2008-06-26

Financial West Group

Westlake Village, CA

Westlake Village, CA

Other Businesses

1 - 06/2025 - Gaylord Rohloff - Radio/ TV/ Podcast - Inv Related - 1 Hour/Month - 1 Hour During Trading - Santa Rosa Valley, CA - OBA Start Date: 04/01/1980. 2 - 06/2025 - Gaylord Rohloff - Artist/ Musician - Inv Related - Santa Rosa Valley, CA - OBA Start Date: 08/01/1966. 3 - 06/2025 - Gaylord Rohloff - Non-Variable Insurance - Inv Related - Santa Rosa Valley, CA - OBA Start Date: 01/01/1973.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1991-05-18

S63 Uniform Securities Agent State Law Examination

1991-05-18

Designations

View on SEC IAPD