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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2010-08-13 |
Branch Locations
500 West Madison Suite 3800, Chicago, IL 60661 • United States
Chicago, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Chicago | IL | 08/2010 | Present |
1. ARIMATHEA LLC, PRIVATE COMPANY WHICH LICENSES INTELLECTUAL PROPERTY PATENTS. SPEND 2-E HOURS PER MONTH ADMINISTERING PAYMENTS OF ROYALTIES RECEIVED. 2. I AM THE EXECUTOR OF THE ESTATE OF PETER MORRISON AS OF JUNE 2018. ZERO HOURS ARE DEVOTED AT THIS TIME. 3. I AM 50% OWNER, AND THE MANAGER, OF "1032 LOYOLA UNIT 1 LLC.", AS OF JUNE 2024. THE LLC OWNS A CONDOMINIUM UNIT AS AN INVESTMENT. THE LLC IS IN THE PROCESS OF REMODELING THE UNIT; UPON COMPLETION OF REMODELING, THE UNIT IS TO BE SOLD, AND THE LLC DISSOLVED. MY DUTIES A MANAGER REQUIRE APPROXIMATELY FIVE (5) HOURS OF MY TIME-OUTSIDE OF SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 1986-10-10 |
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