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Gina Marie Leclair

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Providence, RI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-08-17
RI RA APPROVED 2009-08-14
  • TX RA
    APPROVED_RES
    Since 2009-08-17
  • RI RA
    APPROVED
    Since 2009-08-14

Branch Locations

1 Financial Plaza, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Providence RI 08/2009 Present
Bank Of America, N.A. Providence RI 03/2015 Present
Previous Registrations
  • 2005-11-15 → 2009-08-26
    Ubs Financial Services Inc.
    Providence, RI
  • 2000-01-01 → 2005-08-18
    Legg Mason Wood Walker, Incorporated
    Providence, RI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-09
S63 Uniform Securities Agent State Law Examination 1986-10-16
  • S65 Uniform Investment Adviser Law Examination
    1999-08-09
  • S63 Uniform Securities Agent State Law Examination
    1986-10-16
Other Names
  • Gina M Zeppetella
  • Gina Marie Cayer

View on SEC IAPD

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