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1230 Peachtree Street Ne Suite 3800, Atlanta, GA 30309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-04-25 |
| GA | RA | APPROVED | 2020-07-22 |
Branch Locations
1230 Peachtree Street Ne Suite 3800, Atlanta, GA 30309 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Atlanta | GA | 04/1992 | 09/2016 |
| Investment Research & Advisory Grp | Atlanta | GA | 04/1992 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-10-09 |
| S65 | Uniform Investment Adviser Law Examination | 1991-09-03 |
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