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Current Employers
Empire Financial Management Company, Llc

101 Crawfords Corner Road Suite 3128, Holmdel, NJ 07733-2151 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-29
  • NY RA
    APPROVED
    Since 2021-03-29

Branch Locations

101 Crawfords Corner Road Suite 3128, Holmdel, NJ 07733-2151 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Empire Asset Management Company, Llc Holmdel NJ 06/2015 Present
Empire Financial Management Company, Llc New York NY 06/2015 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-05-14
  • S63 Uniform Securities Agent State Law Examination
    1987-05-14
Other Names
  • Gene Singer

View on SEC IAPD

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