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One Columbus Plaza, New Haven, CT 06510 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-06-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Knights Of Columbus | New Haven | CT | 03/2010 | Present |
| Foreside Fund Services, Llc | New Haven | CT | 02/2015 | 12/2020 |
| Herald Investment Marketing, Llc | Chadds Ford | PA | 01/2021 | Present |
| Knights Of Columbus Asset Advisors | New Haven | CT | 05/2021 | Present |
Vigilant Distributors (Formerly know as "Herald Investment Marketing"). Investment Related. Position is Registered Representative. 223 Wilmington West Chester Pike #216, Chadds Ford, PA 19317. Start date 01/2021. Number of hours a month: 0
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-07-27 |
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