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Current Employers
Knights Of Columbus Asset Advisors Llc

One Columbus Plaza, New Haven, CT 06510 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-06-10
  • CT RA
    APPROVED
    Since 2021-06-10

Branch Locations

One Columbus Plaza, New Haven, CT 06510 • United States

One Columbus Plaza, New Haven, CT 06510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Knights Of Columbus New Haven CT 03/2010 Present
Foreside Fund Services, Llc New Haven CT 02/2015 12/2020
Herald Investment Marketing, Llc Chadds Ford PA 01/2021 Present
Knights Of Columbus Asset Advisors New Haven CT 05/2021 Present
  • 03/2010 → Present
    Knights Of Columbus
    New Haven, CT
  • 02/2015 → 12/2020
    Foreside Fund Services, Llc
    New Haven, CT
  • 01/2021 → Present
    Herald Investment Marketing, Llc
    Chadds Ford, PA
  • 05/2021 → Present
    Knights Of Columbus Asset Advisors
    New Haven, CT
Other Businesses

Vigilant Distributors (Formerly know as "Herald Investment Marketing"). Investment Related. Position is Registered Representative. 223 Wilmington West Chester Pike #216, Chadds Ford, PA 19317. Start date 01/2021. Number of hours a month: 0

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-07-27
  • S63 Uniform Securities Agent State Law Examination
    2015-07-27
Designations
Other Names
  • Chip Marchand
  • Gilles Alfred Marchand

View on SEC IAPD

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