James John Solano

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-04-02
NJ	RA	APPROVED	2017-08-28

TX RA
APPROVED_RES

Since 2020-04-02
NJ RA
APPROVED

Since 2017-08-28

Branch Locations

89 Broad Street, Red Bank, NJ 07701-1922 • United States

20 Linden Place, Red Bank, NJ 07701 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	New York	NY	01/2011	08/2017
Morgan Stanley	Red Bank	NJ	08/2017	Present
Morgan Stanley Private Bank, National Association	New York	NY	10/2017	Present

01/2011 → 08/2017

Stifel Nicolaus & Co Inc

New York, NY
08/2017 → Present

Morgan Stanley

Red Bank, NJ
10/2017 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2009-05-28 → 2009-09-18

G Capital Advisors, Llc

Red Bank, NJ
2002-02-02 → 2003-06-12

Deutsche Bank Securities Inc.

New York, NY

New York, NY

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-07-13
S63	Uniform Securities Agent State Law Examination	1988-02-17

S65 Uniform Investment Adviser Law Examination

1993-07-13
S63 Uniform Securities Agent State Law Examination

1988-02-17

Other Names

James John Solano
James John Solano
James J. Solano

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