Best Investors Account Sign in

Michael Thomas Stone

Equity Services, Inc.

Chicago, IL

Claim This Profile
Current Employers
Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2001-01-16
  • IL RA
    APPROVED
    Since 2001-01-16

Branch Locations

1 N. Franklin St Ste 3450, Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Equity Services, Inc. Chicago IL 07/1986 Present
Other Businesses

MICHAEL STONE,1 N. FRANKLIN ST., STE 3450,CHICAGO,IL 60606,INV REL,LIFE INS.BUSINESS,AGENT,5/1986,40 HRS/WK DURING TRD HRS*LAKESHORE FINANCIAL GROUP,1 N. FRANKLIN ST., STE 3450,CHICAGO,IL 60606,01/31/2017,ONGOING,INV REL,INSURANCE,AGENT,40 HRS/WK,DURING TRD/HRS,I AM AN AAGENT FOR SEVERAL INSURANCE COMPANIES TO SELL LIFE,DI AND HEALTH AND DO SO UNDER LAKESHORE FINANCIAL GROUP.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-06-19
  • S63 Uniform Securities Agent State Law Examination
    1987-06-19
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Chicago, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor