Guy Asadorian

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2019-05-13

RI RA
APPROVED

Since 2019-05-13

Branch Locations

1 Financial Plz, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Providence	RI	12/2018	Present
Bank Of America, N.A.	Providence	RI	12/2018	Present
Bny Mellon Wealth Management	Providence	RI	09/2013	11/2018

12/2018 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Providence, RI
12/2018 → Present

Bank Of America, N.A.

Providence, RI
09/2013 → 11/2018

Bny Mellon Wealth Management

Providence, RI

Other Businesses

I*120925 For profit or not for profit: For-Profit Organization Name of outside business organization: Cherrystone Angel Group Investment related: Y Address of business: Providenc e, Rhode Island 02903 Nature of business: Other,THis is an organized angel investment group. Position, title, association: Participant, Start date of relationship: 2/9/2016 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: This is a formal Angel Investment Group, organized to evaluate and invest in early stage privately held companies. My role is as a member of the group only . See general comments below.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-05-09
S63	Uniform Securities Agent State Law Examination	1987-01-09

S66 Uniform Combined State Law Examination

2019-05-09
S63 Uniform Securities Agent State Law Examination

1987-01-09

Other Names

Guy Asadorian
Guy Asadorian

View on SEC IAPD