Best Investors
Account
Sign in
Best Investors
Account
Sign in
105 Broadhollow Road, Melville, NY 11747 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-04-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Garden City | NY | 01/2002 | 04/2022 |
| The Wealth Alliance, Llc | Melville | NY | 04/2022 | Present |
| Purshe Kaplan Sterling Investments, Inc | Melville | NY | 04/2022 | Present |
1) THE WEALTH ALLIANCE LLC. Investment Related. Located at 105 Broadhollow Road, Melville, NY 11747. Nature - RIA. Position - Executive Director/ Vice President. Start - 04/2022. 160 hours per month, all during trading hours. Duties - Handling the management and investment strategies of clients financial affairs. 2) FIXED INSURANCE. Fixed Insurance. Investment related. Located at 105 Broadhollow Road, Melville, NY 11747. Nature - Fixed/ Traditional Insurance. Position - Agent. Start - 4/2022. 4 hours per month, 4 hour during trading hours. Duties - Sales of Fixed/ Traditional insurance products. 3) LAD ASSOCIATES, INC. Not Investment related. Located at 91 Foxwood Drive, Jericho NY 11753. Nature - Pass though entity for tax purposes. Position - Owner. Start - 12/2011. 2 hours per month, not during trading hours. Duties - Oversee the daily operations of the business as it pertains to activity related to tax reporting. 4) PKS Financial, Investment related, 80 State St, Albany NY 12207, Fixed Insurance Agency, Agent, 06/2022, 1 hour/1 trading hour a month, Insurance Agent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 1986-08-08 |
Reach out to this advisor