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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-06-05 |
| TX | RA | APPROVED_RES | 2026-06-04 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Clearwater | FL | 07/2010 | 03/2020 |
| Lpl Financial Llc | Clearwater | FL | 06/2026 | Present |
| Ameriprise Financial Services, Llc | Clearwater | FL | 03/2020 | 06/2026 |
1. 06/2026 - U-Vest Financial - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 6/4/2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 1986-07-29 |
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