Todd Tyler Riggin

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2021-03-24

IL RA
APPROVED

Since 2021-03-24

Branch Locations

50 South Lincoln, Hinsdale, IL 60521 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Harris Bank	Hinsdale	IL	03/1996	Present
Harris Investor Services Inc	Hinsdale	IL	12/2005	Present
Lpl Financial Llc	Hinsdale	IL	03/2021	Present

03/1996 → Present

Harris Bank

Hinsdale, IL
12/2005 → Present

Harris Investor Services Inc

Hinsdale, IL
03/2021 → Present

Lpl Financial Llc

Hinsdale, IL

Previous Registrations

2005-12-20 → 2021-03-24

Bmo Harris Financial Advisors, Inc.

Hinsdale, IL

Chicago, IL
2001-12-04 → 2005-12-31

Harrisdirect Llc

Hinsdale, IL

Other Businesses

1) 03/24/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - HINSDALE, IL 2) 01/01/2013 - Financial Institution Duty - BMO Harris Bank - Downers Grove, IL

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2021-03-17

S63 Uniform Securities Agent State Law Examination

2021-03-17

Designations

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews