Drake Rodney Sacks

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
NM	RA	APPROVED	2020-10-13
LA	RA	APPROVED	2016-04-11
TX	RA	APPROVED	2005-08-05

NM RA
APPROVED

Since 2020-10-13
LA RA
APPROVED

Since 2016-04-11
TX RA
APPROVED

Since 2005-08-05

Branch Locations

Angel Fire, NM • United States

Research Forest Lakeside Building 4 2445 Technology Forest Boulevard - Suite 510, The Woodlands, TX 77381 • United States

Spring, TX • United States

711 Louisiana Street 15Th Floor, Houston, TX 77002 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Oppenheimer & Co. Inc.	The Woodlands	TX	01/2003	Present

01/2003 → Present

Oppenheimer & Co. Inc.

The Woodlands, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-11-22
S63	Uniform Securities Agent State Law Examination	1986-08-19

S65 Uniform Investment Adviser Law Examination

1995-11-22
S63 Uniform Securities Agent State Law Examination

1986-08-19

Designations

Other Names

Drake R Sacks

View on SEC IAPD