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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-10-12 |
| NJ | RA | APPROVED | 2003-01-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Philadelphia | PA | 08/1988 | Present |
I*1309263 For profit or not for profit: Entity For Profit Name of outside business organization: Specca's Nursery LLC Investment related: N Address of business: OBA, OBA, OBA Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 6/1/2023 Number of hours devoted: 3 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Purpose of entity is small family owned nursery. I do not have any expected responsibilities since it is my husband, full time job. i occasionally help out with planting flowers.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1987-05-21 |
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