Best Investors Account Sign in

Bruce Tenenbaum

Rockefeller Capital Management

Dallas, TX

Rockefeller Financial LLC

Los Angeles, CA

Dallas, TX

Claim This Profile
Current Employers
Rockefeller Capital Management

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-26
  • TX RA
    APPROVED
    Since 2025-08-26

Branch Locations

Dallas, TX • United States

Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-04-28
  • TX RA
    APPROVED_RES
    Since 2021-04-28

Branch Locations

1900 Ave Of The Stars Suite 1000, Los Angeles, CA 90067 • United States

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc San Francisco CA 05/2009 05/2019
Rockefeller Financial Llc San Francisco CA 05/2019 10/2023
Rock & Co Llc San Francisco CA 05/2019 10/2023
Rockefeller Financial Llc Dallas TX 10/2023 Present
Rockefeller Capital Management Dallas TX 08/2025 Present
Previous Registrations
Other Businesses

Bruce is also a a licensed insurance agent with RCM Insurance Svces LLC, an affiliate of the firm.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-06
S63 Uniform Securities Agent State Law Examination 1993-09-07
  • S65 Uniform Investment Adviser Law Examination
    2001-02-06
  • S63 Uniform Securities Agent State Law Examination
    1993-09-07

View on SEC IAPD

More in Dallas, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor