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Lynn Ronald Waddell

Osaic Wealth, Inc.

Regent, ND

Mott, ND

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2024-06-14
SD RA APPROVED 2024-06-14
  • ND RA
    APPROVED
    Since 2024-06-14
  • SD RA
    APPROVED
    Since 2024-06-14

Branch Locations

101 1St Street E, Regent, ND 58650 • United States

219 Brown Avenue, Mott, ND 58646 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lynn And Holly Waddell Ranch Shadehill SD 01/1988 Present
Investment Centers Of America Mott ND 02/2009 10/2017
Securities America, Inc. Mott ND 10/2017 06/2024
Securities America Advisors Mott ND 10/2017 06/2024
Osaic Wealth, Inc. Mott ND 06/2024 Present
Osaic Wealth, Inc. Mott ND 06/2024 Present
Oakwood Capital Securities, Inc. Mott ND 08/2026 Present
  • 01/1988 → Present
    Lynn And Holly Waddell Ranch
    Shadehill, SD
  • 02/2009 → 10/2017
    Investment Centers Of America
    Mott, ND
  • 10/2017 → 06/2024
    Securities America, Inc.
    Mott, ND
  • 10/2017 → 06/2024
    Securities America Advisors
    Mott, ND
  • 06/2024 → Present
    Mott, ND
  • 06/2024 → Present
    Mott, ND
  • 08/2026 → Present
    Oakwood Capital Securities, Inc.
    Mott, ND
Previous Registrations
  • 2017-10-14 → 2024-06-14
    Securities America Advisors, Inc.
    Mott, ND
  • 2009-02-17 → 2017-10-13
    Investment Centers Of America, Inc.
    Shadehill, SD
    Mott, ND
    New England, ND
    Hettinger, ND
  • 2006-04-05 → 2009-02-20
    Avantax Advisory Services
    Shadehill, SD
  • 1988-09-12 → 2003-12-19
    Rapid City, SD
Other Businesses

1) INSURANCE SALES POSITION: Insurance Sales NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 06/17/2024 ADDRESS: 219 Brown Ave, Mott ND 58646, United States DESCRIPTION: Insurance Sales 2) OSAIC WEALTH, INC. POSITION: Owner/Advisor NATURE: ADVISORY BUSINESS INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 06/17/2024 ADDRESS: 219 BROWN AVE, MOTT ND 58646 DESCRIPTION: Advisory Business 3) LYNN & HOLLY WADDELL RANCH POSITION: owner/manager NATURE: Ranch owned jointly with spouse, Holly Waddell INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2002 ADDRESS: 18301 Bakke Rd, Shade hill SD 57638, United States DESCRIPTION: Own land, cattle & horses Owner/Manager joint with wife, Holly

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-11
S63 Uniform Securities Agent State Law Examination 1986-11-21
  • S65 Uniform Investment Adviser Law Examination
    2006-01-11
  • S63 Uniform Securities Agent State Law Examination
    1986-11-21
Designations

View on SEC IAPD

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