James Morgan Field

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MS	RA	APPROVED	2026-04-30
TX	RA	APPROVED_RES	2018-06-28
LA	RA	APPROVED	2003-04-24

MS RA
APPROVED

Since 2026-04-30
TX RA
APPROVED_RES

Since 2018-06-28
LA RA
APPROVED

Since 2003-04-24

Branch Locations

Pass Christian, MS • United States

6161 Perkins Road, Ste. 1-A, Baton Rouge, LA 70808 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Linsco / Private Ledger	Baton Rouge	LA	03/2003	Present

03/2003 → Present

Linsco / Private Ledger

Baton Rouge, LA

Other Businesses

1. 1/29/2009 - DBA ONLY - FIELD INVESTMENT GROUP - BATON ROUGE, LA 2. 11/30/2022 - Vanbridge - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 10/28/2022 - 1 Hours Per Month/1 Hours During Securities Trading 3. 12/16/2024- FIELD EQUINE LLC- Other - LLC- Not INV Related- Home based- Start date 11/29/2024- 1 Hours Per Month

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1986-10-17

S63 Uniform Securities Agent State Law Examination

1986-10-17

Other Names

Jim Field
Jim Field

View on SEC IAPD