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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2001-04-30 |
| FL | RA | APPROVED | 1991-06-05 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jupiter | FL | 03/1991 | Present |
| Bank Of America, N.A. | Jupiter | FL | 06/2012 | Present |
I*1162258 For profit or not for profit: Entity For Profit Name of outside business organization: Jonathans Landing Golf Club Investment related: N Address of business: margate, Florida, 33063 Nature of business: ["Limited Liability Company"] Position, title, association: ["Employee"], Start date of relationship: 2/6/2023 Number of hours devoted: 10 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , will be working 10 - 12 hours pere week as a ranger on the golf course, assisting with pace of play and helping club members on the golf course if they need it i will be paid 15 dollars per hour for my time.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 1986-10-07 |
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