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Matthew Anthony Carrara

Morgan Stanley

Stamford, CT

Jupiter, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-08
FL RA APPROVED 2018-01-24
CT RA APPROVED 2012-10-15
  • TX RA
    APPROVED_RES
    Since 2020-04-08
  • FL RA
    APPROVED
    Since 2018-01-24
  • CT RA
    APPROVED
    Since 2012-10-15

Branch Locations

4 Landmark Square 2Nd Floor, Stamford, CT 06901 • United States

Jupiter, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Stamford CT 10/2012 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 10/2012 → Present
    Morgan Stanley Smith Barney
    Stamford, CT
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2009-04-08 → 2010-11-02
    Southridge Wealth Management Llc
    New York, NY
Other Businesses

*576861 - Jupiter Inlet Building and Zoning commission; Investment Related: No; Jupiter Inlet Colony, Florida; Government; Building and zoning commissioner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 12/2023; During Business Hours: 0; After Business Hours: 3; Reviewing building plans and codes

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-11-10
S63 Uniform Securities Agent State Law Examination 1989-01-20
  • S65 Uniform Investment Adviser Law Examination
    2008-11-10
  • S63 Uniform Securities Agent State Law Examination
    1989-01-20
Other Names
  • Matthew Anthony Carrara
  • Matthew Anthony Carrara

View on SEC IAPD

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