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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-08 |
| FL | RA | APPROVED | 2018-01-24 |
| CT | RA | APPROVED | 2012-10-15 |
Branch Locations
4 Landmark Square 2Nd Floor, Stamford, CT 06901 • United States
Jupiter, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Stamford | CT | 10/2012 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*576861 - Jupiter Inlet Building and Zoning commission; Investment Related: No; Jupiter Inlet Colony, Florida; Government; Building and zoning commissioner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 12/2023; During Business Hours: 0; After Business Hours: 3; Reviewing building plans and codes
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 1989-01-20 |
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