Best Investors
Account
Sign in
Best Investors
Account
Sign in
85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2020-11-18 |
| TX | RA | APPROVED_RES | 2018-02-16 |
| IL | RA | APPROVED | 2018-02-13 |
Branch Locations
500 West Madison Suite 3800, Chicago, IL 60661 • United States
Fontana, WI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Chicago | IL | 03/2008 | 01/2018 |
| Oppenheimer & Co. Inc | Chicago | IL | 02/2018 | Present |
LYRIC OPERA OF CHICAGO; ADDRESS: 20 N. WACKER DRIVE SUITE 860 CHICAGO, IL 60606; BUSINESS DESCRIPTION: OPERA COMPANY - ARTS; NOT INVESTMENT RELATED; START DATE: 08/01/2013; CAPACITY: BOARD OF DIRECTORS; DUTIES: AT LARGE BOARD MEMBER OF CHAPTERS' EXECUTIVE BOARD; HOURS DEVOTED PER WEEK: LESS THAN 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-03-11 |
| S63 | Uniform Securities Agent State Law Examination | 1986-07-31 |
Reach out to this advisor