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340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-05-29 |
Branch Locations
340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States
2105 S Bascom Suite 255, Campbell, CA 95008 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ponder Financial Group | Half Moon Bay | CA | 06/2005 | 04/2024 |
| Allworth Financial | Folsom | CA | 04/2024 | Present |
04/2014 - All About Consulting - Sole Proprietor - Half Moon Bay, CA - CRM Operations Consulting and Training - Not Investment Related - 15-20 hrs per month - 1-2 hrs during trading time
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-14 |
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