John Patrick Dennis

Current Employers

Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2013-01-02
VA	RA	APPROVED	2013-01-02

NC RA
APPROVED

Since 2013-01-02
VA RA
APPROVED

Since 2013-01-02

Branch Locations

202 S. Croatan Hwy, Kill Devil Hills, NC 27948 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Southern Bank	Manteo	NC	01/2013	Present
Infinex Investments, Inc.	Manteo	NC	01/2013	Present

01/2013 → Present

Southern Bank

Manteo, NC
01/2013 → Present

Infinex Investments, Inc.

Manteo, NC

Previous Registrations

2011-11-30 → 2013-01-09

Truist Investment Services, Inc.

Chesapeake, VA

Chesapeake, VA

Portsmouth, VA

Chesapeake, VA
2002-10-18 → 2011-12-14

Rbc Capital Markets, Llc

Nags Head, NC
2001-12-31 → 2002-10-21

Jbs Liberty Securities, Inc.

Nags Head, NC

Other Businesses

1.) Southern Bank. Yes, investment related. Started Jan 2024. Financial Advisor Referral Program. 1% increase in grid payout if meet referral goal. Refer business to Southern Bank partners.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-04-08
S63	Uniform Securities Agent State Law Examination	1987-07-24

S65 Uniform Investment Adviser Law Examination

2004-04-08
S63 Uniform Securities Agent State Law Examination

1987-07-24

Designations

Other Names

J D Dennis
Dj D Dennis

View on SEC IAPD