John Alan Mussallem

Current Employers

Bny Mellon Securities Corporation

240 Greenwich Street 9Th Floor East, New York, NY 10286-0001 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2009-07-02
IL	RA	APPROVED	2005-03-16

WI RA
APPROVED

Since 2009-07-02
IL RA
APPROVED

Since 2005-03-16

Branch Locations

Palos Heights, IL • United States

240 Greenwich Street, New York, NY 10286 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mbsc Securities Corporation	New York	NY	07/2007	Present

07/2007 → Present

Mbsc Securities Corporation

New York, NY

Other Businesses

1. Board Member at Crystal Tree Golf and Country Club located at 10700 W. 153rd St. Orland Park, IL 60462. Working for 3-4 hours per month since July 2023. No hours devoted to this outside business during securities trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-09-29
S63	Uniform Securities Agent State Law Examination	1991-03-22

S65 Uniform Investment Adviser Law Examination

2000-09-29
S63 Uniform Securities Agent State Law Examination

1991-03-22

Other Names

John Alan Mussallem
John Allan Mussallem

View on SEC IAPD