Keith Ryan Gunther

Current Employers

Employment History

• 05/1986 → Present
  Mgm Financial Group
  La Palma, CA
• 08/1999 → 05/2024
  Crown Capital Securities, Lp
  Orange, CA
• 04/2024 → Present
  Legacy Investment Strategies, Llc
  Gretna, LA
• 05/2024 → Present
  Lpl Financial Llc
  La Palma, CA

Previous Registrations

• 2007-09-07 → 2024-04-30
  Crown Capital Securities, L.P.
  Vista, CA
  La Palma, CA
  Orange, CA
  La Palma, CA

Other Businesses

(1) 05/01/2024 - MGM Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/01/2002 (2) 05/01/2024 - TAX PREPARATION BUSINESS - MGM Financial Group - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date 01/01/1978 - 80 Hours Per Month/ 20 Hours During Trading (3) 05/01/2024 - KEITH GUNTHER & ASSOCIATES, INC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 05/01/1986 (4) 05/01/2024 - MGM Financial Group OC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 09/24/2018 - 1 Hour Per Month (5) 05/07/2024 - Legacy Investment Strategies, LLC - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 05/01/2024 - 5 Hours Per Month/ 100 Hours During Trading - I provide investment advisory services through Legacy Investment Strategies LLC, an independent investment advisor firm. I started this business activity in 5/2024. I expect to spend approximately 5 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-02
• S63 Uniform Securities Agent State Law Examination
  1987-09-23