Stephen Harry Kaster

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-09-24
MO	RA	APPROVED	2010-09-07
WI	RA	APPROVED	1993-03-31

TX RA
APPROVED_RES

Since 2019-09-24
MO RA
APPROVED

Since 2010-09-07
WI RA
APPROVED

Since 1993-03-31

Branch Locations

Green Bay, WI • United States

1540 West Main Ave. Ste A, Depere, WI 54115 • United States

7733 Forsyth Blvd Suite 1100, Clayton, MO 63105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	09/1999	06/2020
Equitable Advisors, Llc	New York	NY	09/1999	Present

09/1999 → 06/2020

Axa Advisors, Llc

New York, NY
09/1999 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

DBA NEXSTEP FINANCIAL GROUP LLC; Administrator or executor of an estate or trustee of a trust for a non-family or family member; 1/00 - Nexstep Financial LLC - 1540 W Main Ave Ste A DePere, WI 54115 - Owner

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-09-06
S63	Uniform Securities Agent State Law Examination	1987-01-15

S65 Uniform Investment Adviser Law Examination

1996-09-06
S63 Uniform Securities Agent State Law Examination

1987-01-15

Designations

View on SEC IAPD