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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2012-12-17 |
| TX | RA | APPROVED_RES | 2012-11-30 |
| NC | RA | APPROVED | 2007-08-02 |
| NM | RA | APPROVED | 2007-01-08 |
Branch Locations
3455 Peachtree Rd Ne Division - Southeast, Atlanta, GA 30326 • United States
4242 Six Forks Rd, Raleigh, NC 27609 • United States
Wake Forest, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Diego | CA | 07/1993 | Present |
| Bank Of America, N.A. | Raleigh | NC | 05/2010 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-23 |
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