Harvey Micheal Thomas

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-01-02
SC	RA	APPROVED	2004-10-29

TX RA
APPROVED_RES

Since 2024-01-02
SC RA
APPROVED

Since 2004-10-29

Branch Locations

Florence, SC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	09/1999	06/2020
Equitable Advisors, Llc	New York	NY	09/1999	Present

09/1999 → 06/2020

Axa Advisors, Llc

New York, NY
09/1999 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

INSURANCE BROKERAGE BUSINESS; H. MICHAEL THOMAS RENTAL PROPERTY (OWNER); FLORENCE BAPTIST TEMPLE FINANCE COMMITTEE (ADVISOR COMMITEE); MINNAH INTERNATIONAL ( Marketing for Life Plus Nutritional Supplements); FLORENCE FAMILY YMCA (SPINNING CLASS INSTRUCTOR); Joy: A Movie Review about the Movie Joy (Kindle ebook); DBA Oak Capital Management, LLC; Jobs4Life/House of Hope Florence (volunteer teacher); Life Plus (Nutritional Supplement Sales); Presbyterian Agency for the Developmentally Disabled (Committee Member); Guardian of the person to daughter Minnah M. Thomas, 2113 Highgate Street, Florence SC 29505, making health and financial decisions on her behalf. 04/23/2024, 8hrs/mo.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-07-20
S63	Uniform Securities Agent State Law Examination	1987-05-21

S65 Uniform Investment Adviser Law Examination

1995-07-20
S63 Uniform Securities Agent State Law Examination

1987-05-21

Other Names

H Thomas
Harvey Michael Thomas
H Michael Thomas

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