Robert Douglas Ziller

LPl Financial LLC

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-06-18
MN	RA	APPROVED	2017-11-29

TX RA
APPROVED_RES

Since 2019-06-18
MN RA
APPROVED

Since 2017-11-29

Branch Locations

Rochester, MN • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Self Employed	Byron	MN	10/1987	Present
Discovery Financial Centers	Byron	MN	02/2002	Present
Robert Ziller, Independent Insurance Agent	Byron	MN	07/2002	12/2017
National Planning Corporation	Red Wing	MN	05/2012	11/2017
Lpl Financial Llc	Rochester	MN	11/2017	Present

10/1987 → Present

Self Employed

Byron, MN
02/2002 → Present

Discovery Financial Centers

Byron, MN
07/2002 → 12/2017

Robert Ziller, Independent Insurance Agent

Byron, MN
05/2012 → 11/2017

National Planning Corporation

Red Wing, MN
11/2017 → Present

Lpl Financial Llc

Rochester, MN

Previous Registrations

2014-02-05 → 2017-12-01

National Planning Corporation

Red Wing, MN

Rochester, MN

Los Angeles, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-08-07
S63	Uniform Securities Agent State Law Examination	1986-07-22

S65 Uniform Investment Adviser Law Examination

2017-08-07
S63 Uniform Securities Agent State Law Examination

1986-07-22

Other Names

Bob Ziller

View on SEC IAPD

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